Privacy of Customer Data

Why should Facebook’s recent data privacy crisis matter to my company? By now everyone has heard about Facebook’s latest problem, involving the allegedly improper use by a data analytics company of the information of more than 50 million U.S. Facebook users.  Just...

New Broker-Dealer Cybersecurity Rules

New Cybersecurity Regulations Apply to Colorado Broker-Dealers and Investment Advisors Earlier this year, the Colorado Division of Securities issued regulations affecting Colorado broker-dealers and investment advisers. The regulations require broker-dealers and...